Original Article
Volume 4, No.2
October 2000
 Rabi Khazim
 Youssef Fares
 G Muthukumar
 Douglas Hedden
 Centre for Spinal Studies
   & Surgery
 Queen’s Medical Centre  Nottingham, NG7 2UH
 United Kingdom
 Correspondence:
 Dr. Rabi Khazim
 Consultant Orthopaedic and  Spinal Surgeon
 Southend Hospital
 Prittlewell Chase
 Westcliff-On-Sea
 Essex SSO ORY
 England
 Fax: (44) 1702 221088
 E-mail:    rabi@khazim.freeserve.co.uk

 
Non-Operative Management of Atlanto-Axial Rotatory Fixation of More That Four Weeks

   ABSTACT
Atlanto-axial rotatory fixation (AARF) is an uncommon condition that occurs primarily in children. The literature suggests that the prognosis is guarded in cases where treatment has been delayed for more than four weeks following onset of symptoms. Six children with AARF were diagnosed 6-9½ weeks following onset of symptoms. Reduction was achieved in all patients with inpatient pain control and Halter or Halo traction. All five patients with Type 1 Fielding and Hawkins AARF had no deformity, no pain and full range of motion. The patient with Type 3 AARF had persistent ache and recurrent deformity with 70-80% rotation of 24 months follow-up.

Non-operative treatment for Type 1 Fielding and Hawkins AARF of more than 4 weeks and less than 3 months duration has a good chance of achieving and maintaining reduction, good functional results and no deformity.

Keywords: Atlanto-axial, atlas, axis, sublimation, fixation and traction.

INTRODUCTION
Atlanto-axial rotatory fixation (AARF) is an uncommon condition that occurs primarily in children. The aetiology is poorly understood, although it has been associated with recent infection or trauma. The management recommended in the literature has been mostly based on the duration of symptoms prior to active treatment. Some authors recommend that cervical traction can be attempted for up to three weeks. However, the prognosis is guarded and only a few patients will respond to traction.(5,7,11) We report on the management of six AARF cases presenting with deformities lasting 6 or more weeks.
MATERIALS AND METHODS
Eight cases with acquired torticollis of four or more week’s duration seen in the Hospital for Sick Children in Toronto from August 1991 to September 1994 were identified. Two were later diagnosed as secondary to tumour and were excluded. Six patients were diagnosed as AARF and followed-up for more than 6 months. There were four females and two males. Average duration of symptoms before making definitive diagnosis and starting treatment was 7¼ weeks (range 6-9½ weeks). Average age when active treatment was started was 7½ years (range from 6½ years to 10½ years).

In four patients, the onset of symptoms was spontaneous. One patient had associated clavicle fracture and another patient woke up with deformity after surgery for neck lymph node biopsy, which was negative. None had a history of infection or other medical diseases. All patients had spasm and neck pain, mostly on trying to rotate the neck to the side opposite the torticollis. All patients had a normal neurologic examination. Using Fielding & Hawkins classification, five patients had Type 1 and one patient had Type 3.5 All but one had dynamic CT scan to confirm diagnosis (Fig. 1). CT axial, sagittal and coronal reconstruction scans were also helpful in delineating the deformity (Fig. 2).
   
Figure 1 — 7 year and 5-month-old female sustained a clavicle fracture and presented with 9½ weeks history of typical Atlanto-Axial Rotatory Fixation, Fielding-Hawkins Type 1 deformity. (a) Plain x-ray of C1-2, open mouth view. (b) Dynamic CT scan of occiput-axis, with neck rotated to left. (c) With neck rotated to right. Note that there is no rotation of C1 on C2 on the left rotation scan; with about 400 rotation of C1 on C2 on the right rotation scan.

   
Figure 2 — CT scan images of C1-2 rotatory fixation, Fielding & Hawkins Type 3. (a) Axial view; (b) Sagittal view and (c) Coronal view.

     
Figure 3 — At 16 months follow-up, the patient was symptomatic and had full range of motion in all the planes. (a) Flexion; (b) Extension; (c) Left rotation and (d) Right rotation.

All patients were hospitalised and given oral narcotic analgesics, muscle relaxants (Diazepam) and anti-inflammatory medications (Naproxen 10-15 mg/kg) as appropriate. To achieve reduction, Halter traction was used in patients with Fielding Type 1 (5-7 lbs). Halo traction was used in the patient with Type 3 using increasing weights from 5-9 lbs. For post-reduction immobilisation, a custom-moulded thermoplast brace was used in two patients, a SOMI brace in one, while three had no immobilisation. The follow-up was done until the patient had full range of motion and no pain or deformity on at least two occasions. The average follow-up was 25 months (range 15 to 30 months).

RESULTS
Reduction was achieved in all patients. The time to reduction was varied; 2 days, 3 days (two patients), 6 days, 3 weeks and 4 weeks. Three of the six patients had a recurrence of the deformity when the traction was discontinued and the brace fitted. The patient with Type 3 Fielding & Hawkins had recurrence after discharge from hospital, despite being immobilised in a brace.

One patient’s deformity recurred when the patient was fitted into a SOMI brace. The patient was put back in traction for 7 days and then stabilised in a custom-made brace. In this patient, whose deformity lasted for over 9½ weeks prior to treatment, bracing time was increased gradually over a two-week period after reduction, with the remaining daytime spent in Halter traction (Fig. 3). Custom-moulded thermoplast brace was found to provide the best immobilisation. Bracing was continued for between 4½ to 12 weeks in three patients. Three patients had no immobilisation. The average hospital stay was 23 days (range 7-47 days).

At the time of follow-up, five patients had no deformity, no pain and full range of motion. Only one patient had persistent ache and recurrent deformity with a limited range of motion, but she had no limitations in her activities. At 12 months follow-up, she had 80% rotation to left, 20% rotation to right, full flexion and 50% extension. At 24 months, she had 80% rotation to left and 70% rotation to right.

DISCUSSION
In AARF cases, the duration of deformity before treatment is started usually determines whether non-surgical treatment would be successful. Early diagnosis of AARF is very important as the prognosis in patients presenting more than 4 weeks has been guarded by most authors.(4,5,8,10,12,14) Despite that, we still had 6 such cases in a 3 year period.

Fielding & Hawkins reported 15 long-standing cases.(5) In their series of seventeen patients, the average diagnostic delay was 7½ months, thirteen of which failed non-operative treatment and underwent fusion. They recommended fusion for long standing cases (more than 3 months), neural involvement, anterior displacement more than 4 mm or when adequate conservative treatment has failed to achieve and maintain correction. Phillips & Hensinger reported that three of their seven patients with more than 4 weeks duration were eventually treated with atlanto-axial fusion.(12) Fielding & Hensenberg, et al. in their two papers recommended that in patients with fixation of more than 4 weeks duration, cervical traction can be attempted for up to 3 weeks.(5,7) However, the prognosis is guarded and only a few patients will respond to traction.

There have been few reports of reduction achieved non-operatively. Burkus, et al, reported successful manipulative reduction in an awake patient 6 weeks following symptoms.(1) Scapinelli reported successful manipulative reduction under anaesthesia at 3½ months.(13) Both of these patients had Type 1 Fielding & Hawkins fixation. In Phillips & Hensinger series, four out of seven patients were treated successfully non-operatively.(12) Six of their seven patients reduced but two had irreducible recurrence and were fused. Reduction was not achieved in only one of their patients. We were able to achieve reduction in all of our six patients. We failed however, to maintain reduction in the Type 3 Fielding & Hawkins patient. It is not clear whether post-reduction bracing adds to the success of non-operative treatment.

Atlanto-axial fusion has been recommended to ensure stability that may be compromised, especially when anterior displacement is present.(5,12) Coutts in an experimental work in 1934 found that with an intact transverse ligament, the atlanto-axial articulation pivots on the eccentrically placed odontoid and complete bilateral dislocation of the articular process can occur at approximately 650 of rotation with resultant narrowing of the diameter of an average spinal canal to 7 mm.(3) With a deficiency of the transverse ligament allowing 5 mm of anterior displacement of the atlas on the axis, complete unilateral dislocation can occur at 450 of rotation and narrowing of the canal diameter to 12 mm.

However, it is not clear whether Type 1 Fielding & Hawkins AARF are unstable. In these cases, the major stabilising structures of the atlanto-axial complex (the dens, transverse ligament, lateral masses and ring of the axis) are all intact. This allows safe manipulative reduction for awake or anaesthetised patient.(1,9,13) Goddard, et al reported on three Type 1 cases of more than 3 months duration which had irreducible dislocation at the time of surgery, stating that in-situ fusion would appear merely to perpetuate an already stable situation.(6) They suggested a two type classification differentiating between stable subluxation of fixation in the extreme range of motion of the joint and the unstable dislocation of the lateral mass of C1 on C2. Only the Type 3 Fielding & Hawkins patients in our series had evidence of instability and none of our patients had any neurological abnormalities.

Correction of deformity and facial flattening is given as another indication for surgical treatment. Some authors reported cases of compensatory counter atlanto-occipital subluxation leading to pseudo reduction with the occiput and axis pointing in the same direction leaving the axis dislocated at both levels.(2,11 ) Moore, et al noted that this may create an obvious cosmetic deformity and may theoretically lead to increased pain and degeneration in the long term.(9) They reported manipulation under anaesthesia followed by immobilisation and fusion after open reduction in those cases that failed closed treatment. Three of their four cases of more than four weeks duration were fused.

However, the standard recommended surgery has been fusion in-situ.(5,7,12) This has been reported to result in functional range of motion with a maximal loss of rotation of 250 in either direction. The mechanism of deformity correction with in-situ fusion is not clear, although compensatory counter atlanto-occipital subluxation can be a possible explanation. All Type 1 patients in our study had no deformity; only the Type 3 case had recurrent deformity that was closely associated with instability.

The hospital stay for our patients averaged 26 days. That may be considered too long in comparison to a roughly comparable group of six patients in another series where the average hospital stay was twelve days, although, two of their six patients needed subsequent arthrodesis and the succeeding hospital stay was not mentioned.(12) However, non-surgical treatment avoids the risks and complications of surgery and has good results in the majority of these cases. We strongly recommend non-operative treatment of Type 1 atlanto-axial rotatory fixation of more than 4 weeks duration as the first line of treatment. Only if it fails should a fusion be considered.

CONCLUSION
Although the study size is admittedly small, we believe that patience and perseverance with non-operative treatment of Type 1 Fielding & Hawkins of more than 4 weeks and less than 3 months duration has a good chance of achieving and maintaining reduction, good functional results and no deformity. The prognosis for other types might not be as good and we cannot recommend non-operative treatment for Fielding Type 3 cases. The upper limit for delay in diagnosis leading to a successful non-operative result is not clear.

REFERENCES
1. Burkus JK, Deponte RJ: Chronic atlanto-axial rotatory fixation correction by cervical traction. Manipulation and bracing. J Ped Orthop 1986, 6: 631-633
2. Clarke CR, Kathol MH, Walsh T, El-Khoury GY: Atlanto-axial rotatory fixation with compensatory counter occipito-atlantal subluxation: A Case report. Spine 1986, 11: 1048-1050
3. Coutts MB: Atlanto-epistropheal subluxation: Arch Surg 1934, 29: 297-311
4. Featherstone T, Tayar R, Palmer MK: Atlanto-axial rotatory fixation. BJ Radiol 1990, 63: 82
5. Fielding JW, Hawkins RJ: Atlanto-axial rotatory fixation (Fixed rotatory subluxation of the atlanto-axial joint). J Bone Surg (Am) 1977, 59-A: 37-44
6. Goddard MJ, Stabler J, Albert JS: Atlanto-axial rotatory fixation and fractures of the clavicle. An association and classification. J Bone Surg (Br) 1990, 72-B: 72-75
7. Hensenberg JE, Hensinger RN, Fielding JW: Injuries of the cervical spine. In Rockwood CA, Wilkins KE, King RE (Eds). Fractures in Children, 3rd edition, JB Lippincott, Philadelphia 1991, pp 940-941
8. Johnson DP, Fergusson CM: Early diagnosis of atlanto-axial rotatory fixation. J Bone Surg (Br) 1986, 68-B: 698-701
9. Moore DP, Dittmar HM, Webb JK: Atlanto-axial rotatory subluxation. J Bone Surg (Br) 1994, 76-B: (Suppl) 1: 19
10. Moss JG, Sellar RJ, Bradnock B: Atlantoaxial rotatory fixation: Diagnosis by functional computed tomography. Br J Radiol 1989, 62: 755-758
11. Ono K, Yonenobu K, Fuji T, Okada K: Atlanto-axial rotatory fixation. Radiographic study of its mechanism. Spine 1985, 10: 602-608
12. Phillips WA, Hensinger RN: The management of rotatory atlanto-axial subluxation in children. J Bone Surg (Am) 1989, 71-A, 664-667
13. Scapinelli R: Three-dimensional computed tomography in infantile atlantoaxial rotatory fixation. J Bone Surg (Br) 1994, 76-B: 367-370
14. Subach BR, McLaughlin MR, Albright AL, Pollack IF: Current management of paediatric atlantoaxial rotatory subluxation. Spine 1998, 23: 2174-2179
 


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